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Holistic Wealth Management: Modern CPA Opportunities
Offered By:
Director at Arrowroot Family Office, Advis-ROR®, Host of AFO Wealth Management Forward Podcast:
Rory Henry CFP, BFA
Learn More About Rory
CEO, Arrowroot Family Office, Arrowroot Partners:
Rob Santos
Learn More About Rob
Transformation Area:
Finance Transformation
Firm Transformation
Field of Study:
Specialized Knowledge - SK
CPE Credits
1 Hour(s) - CPE Credit(s)
Duration
1 Hour(s)
Prerequisite(s)
Basic understanding of CPA practice management and client advisory services.
Level
Intermediate
Content Type
Webinar
Description
This CPE webinar equips CPAs with the knowledge and tools to integrate financial planning and wealth management into their practices. Using a crawl–walk–run framework, attendees will explore revenue models, licensing (Series 65, CPA/PFS), RIA compliance requirements, risk assessment strategies, and practical implementation steps.
Objectives
- Identify and describe four primary pathways for CPAs to deliver wealth management services.
- Explain Series 65, CPA/PFS credential requirements, and related compliance obligations.
- Differentiate between the roles, responsibilities, and compliance implications of working under an RIA as an IAR versus operating as your own RIA.
- Analyze client risk profiles by evaluating both risk tolerance and risk capacity.
- Evaluate technology and practice management tools that support holistic advice delivery.
Intended Audience
Licensed CPAs seeking to expand into financial planning and wealth management.
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